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To Be Clear, SEC Reviewers Want Filings in Plain English, Period

Agency Staffers Correct Punctuation, Scout Jargon in Filings; Larger Type, Please
The Wall Street Journal
Original publication date: 
Friday, September 12, 2014 - 16:55

 

Companies Routinely Steer Analysts to Deliver Earnings Surprises

With nudges and phone calls, analysts are urged to lower their estimates, making it easier for companies to beat them; ‘a rigged race,’ says Barry Diller
The Wall Street Journal
Original publication date: 
Thursday, August 4, 2016 - 11:58

In April, AT&T 

Here is how four companies are ignoring their shareholders’ votes

NYSE Euronext

Forget majority rules. In US-style corporate elections, it’s rarely so simple.

Investors can complain as loudly and clearly as they like, but corporate boards are often free to ignore them, with few or no immediate consequences. That’s true whether the protest involves ousting a board member or changing how the company does business.

US-listed companies doing business in Iran: $540 million in revenue and counting

Statoil in Iran

Economic sanctions on Iran have been getting tougher in recent years, and the United States tightened the screws a little more last summer with the Iran Threat Reduction and Syria Human Rights Act (PDF).

The SEC Speeds Up Its Enforcement Arm

SEC officials signal an enforcement division that functions more like a criminal prosecutor's office
BusinessWeek
Original publication date: 
Friday, August 7, 2009 - 00:00

It has been a big week so far for the market cops at the Securities & Exchange Commission: Each day brought a new multimillion-dollar settlement, most involving high-profile people or companies—Bank of America (BAC), General Electric (GE), and two former executives of American International Group (AIG), plus two smaller trading firms.

Washington's Lobbyists Change Their Tactics

The Obama Administration aimed to reduce K Street's power, but Washington's agile influence brokers have shifted to different styles
BusinessWeek
Original publication date: 
Wednesday, July 29, 2009 - 00:00

Despite the rhetoric of the past 18 months, few in the nation's capital really believed the Beltway lobbyist would disappear overnight just because a new President vowed to change business-as-usual in Washington and Congress heightened scrutiny. Yes, lobbyists now must heed stringent new disclosure rules; the gift-giving and golf outings have largely vanished.

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